This program will provide an overview of legal aspects of the negotiation and documentation of derivatives transactions, beginning with the basics and continuing to more advanced negotiation points ...
The Securities and Exchange Commission (SEC) voted 3-2 on October 28, 2020 to adopt Rule 18f-4 under the Investment Company Act of 1940, as amended (1940 Act), and related amendments (Rule 18f-4 or ...
A plaintiff seeking to bring derivative claims on behalf of a Delaware corporation bears a heavy burden if she has not made demand and seeks to demonstrate that demand would be futile based on ...
Federal Reserve issued three notices to Citi, specifically focusing on determining default risk by counterparties in derivative transactions Citi's internal audit unit revealed that additional work ...
The Australian Securities & Investments Commission (ASIC) has released its second consultation paper for proposed changes to simplify the ASIC Derivative Transaction Rules. The consultation sets out ...
STT hike in F&O intended to discourage speculative trade, handle systemic risk in derivatives: Rev Secy ...
A plaintiff seeking to bring derivative claims on behalf of a Delaware corporation bears a heavy burden if she has not made demand and seeks to demonstrate that demand would be futile based on ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results