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In previous articles, we have discussed the concept of the Protected Principal Retirement Strategy, addressed the need for a well thought out portfolio allocation process, and presented information ...
NEW YORK (Reuters) - The U.S. Securities and Exchange Commission is asking financial firms for information on how they market "principal-protected" notes," Bloomberg reported on Friday, citing people ...
There are two main ways a structured note seller can engineer a product in order to protect principal. The first is the traditional structured note format of taking the investor’s money, using some of ...