On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...
Form D, one of the workhorse documents in financial reporting, is poised to get a major overhaul that will push it into the electronic era for good. The Securities and Exchange Commission has proposed ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
“Spicy” AI chatbot Grok hasn’t been seen by the public yet, but it’ll be worth plenty after this securities issue. Elon Musk’s X-linked artificial intelligence modeler xAI has an agreement for the ...
When a company is looking to raise third-party capital, it will frequently sell equity in the form of securities issued by ...
(The following is a roundup of selected companies that have revealed securities sales in recent Form D regulatory filings. These companies are required to file a Form D notification within 15 days ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
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