CommSec has been slapped with a $700,000 fine and has refunded $1.1 million after failing to properly disclose certain information to clients, and making inadequate identity checks of some customers.

Commonwealth Securities (CommSec) has been forced to pay $50,000 to the Australian Securities and Investments Commission (ASIC) as penalty for its involvement in a misleading appearance of trading ...

On Wednesday, the Federal Court ruled that Commonwealth Securities Limited, better known as CommSec, had to pay a $20 million fine. The Australian Investment Exchange Limited (AUSIEX) had to pay a ...

Mr Paton – a former Deutsche Bank employee and hospitality and property entrepreneur – told The Australian he was not backing down in his fight against CBA. His matter is currently being examined in ...

CommSec has paid a $200,000 fine for allowing the relative of a deceased client to trade shares on the dead person's online account for months after the broker was told about the client's death. The ...

CBA’s trading plan CommSec has agreed to pay a $20m fine for ‘significant’ overcharging over a decade, subject to court approval. The Australian Securities and Investments Commission will also hit ...

The Northern Territory is showing encouraging signs of economic improvement in the latest CommSec State and Territory Economic Performance Report recording the fastest annual economic growth in the ...